U.S. securities regulators are examining weekly meetings at Goldman Sachs Group Inc, where research analysts offer tips to traders and then to big clients, the Wall Street Journal reported on its website.
Goldman will be asked to provide more information about the meetings by examiners from Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC), the paper said, citing people familiar with the matter.
Continue reading U.S. Regulators Examine Goldman’s Tips – WSJ